AIM DECODED

4-1-16. Safety Alert

AIM Text

A safety alert will be issued to pilots of aircraft being controlled by ATC if the controller is aware the aircraft is at an altitude which, in the controller's judgment, places the aircraft in unsafe proximity to terrain, obstructions or other aircraft. The provision of this service is contingent upon the capability of the controller to have an awareness of a situation involving unsafe proximity to terrain, obstructions and uncontrolled aircraft. The issuance of a safety alert cannot be mandated, but it can be expected on a reasonable, though intermittent basis. Once the alert is issued, it is solely the pilot's prerogative to determine what course of action, if any, to take. This procedure is intended for use in time critical situations where aircraft safety is in question. Noncritical situations should be handled via the normal traffic alert procedures.

  1. Terrain or Obstruction Alert
    1. Controllers will immediately issue an alert to the pilot of an aircraft under their control when they recognize that the aircraft is at an altitude which, in their judgment, may be in an unsafe proximity to terrain/obstructions. The primary method of detecting unsafe proximity is through Mode C automatic altitude reports.
    2. Most En Route and Terminal radar facilities have an automated function which, if operating, alerts controllers when a tracked Mode C equipped aircraft under their control is below or is predicted to be below a predetermined minimum safe altitude. This function, called Minimum Safe Altitude Warning (MSAW), is designed solely as a controller aid in detecting potentially unsafe aircraft proximity to terrain/obstructions. The radar facility will, when MSAW is operating, provide MSAW monitoring for all aircraft with an operating Mode C altitude encoding transponder that are tracked by the system and are:
      1. Operating on an IFR flight plan; or
      2. Operating VFR and have requested MSAW monitoring.
    3. Due to the lack of terrain and obstacle clearance data, accurate automation databases may not be available for providing MSAW information to aircraft overflying Mexico and Canada. Air traffic facilities along the United States/Mexico/Canada borders may have MSAW computer processing inhibited where accurate terrain data is not available.
  2. Aircraft Conflict Alert.
    1. Controllers will immediately issue an alert to the pilot of an aircraft under their control if they are aware of another aircraft which is not under their control, at an altitude which, in the controller's judgment, places both aircraft in unsafe proximity to each other. With the alert, when feasible, the controller will offer the pilot the position of the traffic if time permits and an alternate course(s) of action. Any alternate course(s) of action the controller may recommend to the pilot will be predicated only on other traffic being worked by the controller.

Source: FAA Aeronautical Information Manual · current edition · paragraph 4-1-16.

The short answer

This AIM section is FAA advisory guidance on the safety alert ATC issues when a controller judges a controlled aircraft to be in unsafe proximity to terrain, obstructions, or other aircraft. The alert cannot be mandated but can be expected on a reasonable, intermittent basis; once issued, the course of action is solely the pilot's prerogative. It covers terrain/obstruction alerts, MSAW, and aircraft conflict alerts.

Research Notes

Common Questions

Is ATC required to give me a safety alert?

No. The AIM states the issuance of a safety alert cannot be mandated, but it can be expected on a reasonable, though intermittent, basis. The service is contingent on the controller having awareness of a situation involving unsafe proximity to terrain, obstructions, or uncontrolled aircraft. Once issued, it is solely the pilot's prerogative to determine what action, if any, to take.

What is MSAW and can a VFR pilot get it?

Per the AIM, Minimum Safe Altitude Warning (MSAW) is an automated function that alerts controllers when a tracked Mode C-equipped aircraft is below or predicted to be below a predetermined minimum safe altitude. It is provided to aircraft on an IFR flight plan, or operating VFR with a Mode C transponder that have requested MSAW monitoring.

What will a controller say during an aircraft conflict alert?

The AIM gives the example: "American Three, traffic alert, (position of traffic, if time permits), advise you turn right/left heading (degrees) and/or climb/descend to (altitude) immediately." Any alternate course of action the controller recommends will be predicated only on other traffic the controller is working.